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Sequoia Financial Group (ASX:SEQ), an integrated financial services firm, has been a disappointing investment after regulatory fallout. In May 2026, DMX Asset Management said it cut its losses on Sequoia, describing the outcome as disappointing and noting it dispassionately reassesses each position. In December 2025, Asymmetric Asset Management said Sequoia was caught up in ASIC's response to investor losses in the Shield and First Guardian investment schemes, causing the positive asymmetry it had seen in the investment to disappear. Sequoia Financial operates in the Financials sector within the Capital Markets industry, and Thesis Tracker has captured 12 comments from 4 fund managers, including DMX and Asymmetric. Founded in 1991 and headquartered in Melbourne, Sequoia Financial Group provides financial advice licensing and services to advisers, wealth management, superannuation and investment products, legal documentation services and market data, operating through brands such as InterPrac, and has historically pursued growth through acquisitions.
Company figures as of 15 Oct 2026. For information only.
Fund managers including DMX Asset Management, Asymmetric Asset Management, Hurdle Rate and Glennon Small Companies have invested in Sequoia Financial Group Ltd (ASX:SEQ).
The available fund manager commentary does not highlight current opportunities, with both managers focused on exiting following regulatory issues.
Asymmetric highlights Sequoia's exposure to ASIC action related to investor losses in the Shield and First Guardian schemes, and DMX exited, cutting its losses on what it described as a failed investment.
Sequoia Financial Group Ltd. is an Australian integrated financial services company founded in 1991 and headquartered in Melbourne. The firm provides investment and superannuation products, wealth management, and advisory services. Its core offerings include corporate advisory, capital markets expertise, and trading platforms for retail, wholesale, and institutional clients. Additionally, Sequoia delivers comprehensive market data and financial news services. This diversified business model supports a broad range of financial needs across Australian markets.
General information only. Thesis Tracker reports what named fund managers have published about ASX companies. It does not take into account your objectives, financial situation or needs, and is not financial product advice or a recommendation to buy, sell or hold any security.
11,356 comments from 164 managers on 761 companies, snapshot 15 Oct 2026.